The Modern Rule 5 Draftee: A Composite Sketch

The Rule 5 draft began today (Thursday) at Noon ET, signifying the end of this year’s Winter Meetings in San Diego. Designed to facilitate opportunities for talented minor leaguers otherwise blocked within their own organization’s depth chart, the draft has created opportunities for (among others) Jose Bautista, George Bell, Roberto Clemente, Shane Victorino, and Johan Santana.

The complexion of the draft has changed since 2006, when an extra year of protection was added under the new CBA. That said, both an MVP (Josh Hamilton) and Cy Young (R.A. Dickey) winner have been selected in the meantime.

Players are eligible for selection in the Rule 5 draft if they’ve been excluded from their respectively club’s 40-man roster and were:

  • Signed at age 19 or older and have played in professional baseball for four years; or
  • Signed at age 18 and young and have played for five years.

A club, once selecting a player by means of the draft, must retain that player on its active roster for the duration of the following season, with exceptions for injury that are too tedious to reprint here. If such stipulations aren’t met, the player in question must be returned to his original club. Sometimes the original club declines to accept the player. Sometimes a small trade is worked out. There are other realistic scenarios, as well. As many as one can imagine.

There are surely other details I’m omitting. My concern here, however, isn’t to provide a flawless recapitulation of the current CBA’s Rule 5, but rather to examine facts about the players whom the rule has affected.

The first thing one finds about such players is this: since the rule change in 2006, 130 players have been selected by means of the Rule 5 draft. (The major-league portion, that is. That’s the concern here.) Of that sample of 130, 59 (or roughly 45%) have been returned to the original team within the next year (and usually before the end of April, it seems).

Of the 71 Rule 5 draftees who weren’t returned to their original teams, 54 of them — which is to say, about 42% of all players selected in the Rule 5 draft since 2006 — have made a major-league appearance at some point in the interim.

Of that smaller 54-player group, 27 (or 21% of the original 130-player sample) have recorded a WAR above zero.

Below are all the Rule 5 hitters to have produced a positive WAR figure since 2006. Note that aWAR denotes average seasonal WAR — so prorated to 550 plate appearances (and 415 PA for catchers):

# Name Year By From PA WAR aWAR
1 Josh Hamilton 2006 Cubs Rays 4168 27.3 3.6
2 Brian Barton 2007 Cardinals Indians 179 1.0 3.1
3 Josh Phelps 2006 Yankees Orioles 219 1.0 2.5
4 Everth Cabrera 2008 Padres Rockies 1963 4.8 1.3
5 Ryan Flaherty 2011 Orioles Cubs 750 1.5 1.1
6 Nate Freiman 2011 Astros Padres 301 0.3 0.5
7 Jesus Flores 2006 Nationals Mets 1014 1.0 0.4
8 Marwin Gonzalez 2011 Red Sox Cubs 751 0.2 0.1

Below are all the Rule 5 pitchers to have produced a positive WAR figure since 2006. Note that aWAR denotes average seasonal WAR — so prorated to 150 innings for those pitchers who’ve worked predominantly as starters and 50 innings for relievers:

# Name Year By From IP WAR aWAR
1 Kyle Lobstein 2012 Mets Rays 39.1 0.5 1.9
2 R.A. Dickey 2007 Mariners Twins 1233.2 12.9 1.6
3 Joakim Soria 2006 Royals Padres 383.1 10.3 1.3
4 Scott Diamond 2007 Twins Braves 343.0 2.7 1.2
5 Miguel Gonzalez 2008 Red Sox Angels 435.2 3.3 1.1
6 Darren O’Day 2008 Mets Angels 378.1 5.5 0.7
7 Josh Fields 2012 Astros Red Sox 92.2 1.2 0.7
8 Hector Rondon 2012 Cubs Indians 118.0 1.3 0.6
9 Jared Burton 2006 Reds Athletics 361.0 2.8 0.4
10 T.J. McFarland 2012 Orioles Indians 133.1 1.0 0.4
11 Kevin Cameron 2006 Padres Twins 86.1 0.6 0.3
12 Donnie Veal 2008 Pirates Cubs 64.2 0.3 0.2
13 Tommy Kahnle 2013 Rockies Yankees 68.2 0.3 0.2
14 Randor Bierd 2007 Orioles Tigers 36.2 0.1 0.1
15 Ryan Pressly 2012 Twins Red Sox 105.0 0.2 0.1
16 Kanekoa Texeira 2009 Mariners Yankees 67.2 0.1 0.1
17 Sean White 2006 Pirates Braves 134.0 0.1 0.0
18 Travis Blackley 2007 Phillies Giants 166.2 0.1 0.0
19 Evan Meek 2007 Pirates Rays 196.0 0.1 0.0

Some notes and observations:

• To reiterate: of the 130 players to have been selected in the Rule 5 draft since 2006, about 42% of them — or, an average of about eight from each draft — have played at the major-league level at some point in the future with another team.

• Of that same sample of 130 draftees, 21% — or, an average of about three players from each draft — have produced a positive WAR at some point in the future (again, with a different team or teams).

Ten Rule 5 selections since 2006 — so either 8% or just slightly more than one per draft — have averaged 1.0 WAR or better per season following the relevant draft. Note, however, that group includes Brian Barton, Josh Phelps, and Kyle Lobstein — none of whom played anything like a full season following the draft. Accordingly, it might be more accurate to say that seven players — or, slightly fewer than one per draft — have averaged 1.0 WAR or better following the relevant Rule 5 draft.

• As one notes, many of the productive players from the Rule 5 draft actually record their useful seasons with clubs other than the ones who originally selected them. Josh Hamilton, for example, was traded by the Cubs to the Reds — with which team he had his renaissance — for cash considerations following the Rule 5 draft. R.A. Dickey, meanwhile, was at his best only after signing with the Mets as a free agent before the 2010 season.

• Complete major-league stats for Rule 5 draftees since 2006 are available here: hitters / pitchers.





Carson Cistulli has published a book of aphorisms called Spirited Ejaculations of a New Enthusiast.

12 Comments
Oldest
Newest Most Voted
Inline Feedbacks
View all comments
Aj Grands
9 years ago

wasn’t Johan Santana a rule 5 draftee?

Aj Grands
9 years ago
Reply to  Aj Grands

shoot that was stupid of me, ignore me

Walter
9 years ago
Reply to  Aj Grands

And it wasn’t even Johan Santa