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Dan Lozano and the Contract Rumor Mill

This offseason was supposed to be a spending bonanza that would see teams throwing money at generational talents like Bryce Harper and Manny Machado, rotation stalwarts like Dallas Keuchel, and bullpen anchors like Craig Kimbrel. Instead, that quartet, along with among many others, remains unsigned as yet another slow winter drags on. It turns out that last offseason, to that point the slowest offseason ever, wasn’t unique. It may have been, instead, a harbinger of the new normal.

The Major League Baseball Players Association’s new chief negotiator, Bruce Meyer, told the Wall Street Journal that teams’ inactivity was among the biggest threats facing the game.

And it’s not just the union. That trend hasn’t gone unnoticed by the players, whose frustration with owners’ unwillingness to spend is spilling into public forums. Players are now using social media to engage with fans, and each other, about the stagnant market.

The war of words was elevated to a new level last Wednesday, when Dan Lozano, the agent who represents Machado, took to twitter to strongly admonish Bob Nightengale and Buster Olney for their recent reporting. Read the rest of this entry »


Let’s Fix MLB’s Salary Arbitration System: The Arbitrators

In the last installment of this series, we explored the issues posed by the form the arbitration system takes, as well as the constraints a requirement to make an either/or decision when assessing player and team salary figures puts on arbitrators. Today we’ll take a look at the arbitrators themselves, and how they go about their work. To begin, we know that salary arbitrators are typically labor lawyers.

Salary arbitration cases are presented before a panel of three arbitrators, all of whom are among the top labor arbitrators in the country. Why labor? Because the relationship between the Players Association and the Clubs is grounded in labor law and governed by a collective bargaining agreement. When not hearing salary arbitration cases over the first three weeks of February, the panel arbitrators are presiding over arbitrations in the service industry, the building trades and in various other private and public unionized sectors.

Against that backdrop, it makes some sense that the information that helps determine the outcome of an arbitration hearing is typically more in line with “baseball card” statistics than advanced metrics. Lawyers aren’t supposed to be baseball experts, right?

Hitters are typically evaluated using batting average, home runs, runs batted in, stolen bases and plate appearances. There are some positional adjustments, but typically the added defensive value of a shortstop relative to a first baseman is not as important in arbitration hearings as it is on the free agent market. Hitters also can receive larger arbitration awards if they have unique accomplishments, such as winning an MVP award. Pitchers typically are evaluated using innings pitched and earned run average. Starting pitchers are rewarded for wins, and relievers are rewarded for saves and holds. Unique accomplishments, such as Cy Young Awards, matter for pitchers as well.

At the same time, however, it’s unfair – and inaccurate – to say that home runs and runs batted in are all that’s presented in an arbitration. As Jeff Passan relates:

The arguments throughout a case run the gamut. Arbitrators have long rewarded home runs and saves, so they are featured prominently among the players with them, like Oakland’s Khris Davis, who could seek a raise from $10.5 million into the $18 million range. At the same time, the arbitration system is not the antediluvian, abacus-using Luddite-fest it has been portrayed as. The wins above replacement metric is used extensively. So are fielding independent pitching for starters and leverage index for relievers. Statcast data is not allowed in cases, mainly because the league has a far greater plethora of it than the union; and in 2016, when the CBA was signed, the accuracy of spin-rate and launch-angle metrics so vital to modern baseball was not tested out over a large enough sample to warrant their inclusion.

So advanced metrics are making their way into hearing rooms, but are they swaying case outcomes? It doesn’t seem so. MLB Trade Rumors’ arbitration model, which is based on those “baseball card” numbers, remains remarkably accurate – suggesting that advanced metrics, to the extent they’re used, aren’t yet carrying as much weight as they perhaps should. Read the rest of this entry »


Let’s Fix MLB’s Salary Arbitration System: Changing the Either/Or Model

In our Introduction, we reviewed some of the issues attendant with the salary arbitration system. Today, we begin to examine solutions. As the system exists currently, I would argue that the largest difference between salary arbitration in baseball and arbitration of the type you see in other disputes is the requirement that the arbitrators must select the position of one side or the other in toto, a feature that seems at odds with arbitration’s goal of helping the parties reach compromise. As MLB’s online glossary explains (emphasis mine):

If the club and player have not agreed on a salary by a deadline in mid-January, the club and player must exchange salary figures for the upcoming season. Unsurprisingly, the club files a lower number than the player does. After the figures are exchanged, a hearing is scheduled in February. If no one-year or multi-year settlement can be reached by the hearing date, the case is brought before a panel of arbitrators. After hearing arguments from both sides, the panel selects either the salary figure of either the player or the club (but not one in between) as the player’s salary for the upcoming season.

This “either/or” approach is unique not just in sports but in arbitration generally. Even the National Hockey League, the only other major North American sport to utilize an arbitration system, doesn’t bind the team and player to only those two options. As one NHL agent explained:

Hockey, unlike baseball, does not have final offer arbitration whereby an arbitrator is bound to pick one side’s proposal or the other. The arbitrator, under current guidelines, is free to pick their own level of compensation anywhere between the two requests.

Hockey’s system, by allowing more freedom to arbitrators in selecting salary figures, granting award rejection rights (in many, but not all, arbitration settings, the losing party has the right to reject the award, at which point various other means ranging from litigation to mediation to a second arbitration are used to reach a resolution), and setting caps on the number of arbitration hearings allowed per team, is substantially more in line with traditional arbitration in other settings. It’s therefore no surprise that hockey has substantially fewer arbitration hearings each year than baseball does.

So why does the ability to select a different number matter? Because the current system in baseball actually incentivizes teams to proceed to hearings, a reality that many teams are now taking advantage of with “file-and-trial” approaches. Consider: as attorney Justin Sievert explained for the Sporting News, when an arbitrator is bound to choose one number or the other, “the panel will choose the offer that is closer to what they believe is the player’s true arbitration value.” To show how this creates issues, let’s look at Dellin Betances‘ 2017 arbitration hearing with the Yankees – the one that had Randy Levine so riled up. Betances asked for $5 million; the Yankees countered with $3 million. Let’s say that the panel had concluded Betances was worth $3.95 million. Under current rules, the Yankees win the hearing – and, by extension, are able to pay Betances less than what he has been deemed worth as a result of submitting a lowball figure.

Now you might think that players also benefit from this margin of error: after all, teams that lose arbitrations arguably end up overpaying their players. But that’s not really how it ends up working, for several reasons. First, teams are allowed by the league to confidentially coordinate arbitration filings and salaries, the effects of which can linger long after an individual player’s case is resolved. Per Jeff Passan:

While MLB works diligently and impressively to coordinate the arbitration targets of its 30 teams — this behavior is sanctioned under the collective bargaining agreement and not considered collusive — agents occasionally make far-under-target settlements. The effect, in a comparison-based system, is devastating: A bad settlement can linger and depress prices at a particular position for years.

Why do we care that teams coordinate filings? Because agents, who are in competition for the same clients, clients with disparate individual interests, don’t achieve the same level of cohesion. Imagine, if you will, that you’re an employee looking for a job. You’ve received three offers from three different employers for roughly the same position. Now imagine that those three employers talked amongst themselves, and decided to make you exactly the same offer for each position. And, to make things more interesting, imagine that they are also collaborating to set the salaries for the other candidates, too. You wouldn’t have much in the way of leverage to make salary demands. The three employers have set the market for your salary, and your ability to effectively counteroffer has been essentially rendered moot.

Now, you might point out that, unlike our job example, arbitration isn’t a free market. The Cubs can’t compete with the Nationals over Kyle Barraclough. But what the Cubs can do is agree with the Nationals on what a Kyle Barraclough is worth. Why do we care? Because arbitration is a comparisons-based system. The current system allows teams to, in essence, work together to set the prices for the comparables their own players will cite. The teams are coordinating amongst themselves to drive down prices for all players, because every player is a comparable for someone, and the teams have set prices for everyone.

The trouble is that agents have no way of knowing what those internal calculations are until after all of the arbs are finished in a given year. Another way to look at this is to consider that teams are building their own valuation tool in arbitration, one that is universal across teams, is position- and comparable-adjusted, and – most importantly – is internally consistent and predictable. Agents’ numbers don’t have that level of cohesion. So when teams enter arbitration with consistent numbers, and players don’t, it’s the players’ requests that appear out of step with the realities of the market. The either/or arbitration system facilitates that trend.

This knowledge gap creates a structural mismatch in favor of teams, a mismatch that shown itself in arbitration outcomes. Players who went to arbitration last winter did fairly well in their cases, and Passan cited an oft-used statistic that “[t]he league historically has won well more than 50 percent of cases.” But in reality it’s much more lopsided than that. In March of last year, attorney Christopher Deubert noted that:

[there] seems to be an increasing willingness of clubs to challenge a rise in player salaries by pursuing salary disputes through the conclusion of the arbitration process – albeit, in many instances, unsuccessfully – as reflected in the aggregate arbitration hearing records.  In 43 years of salary arbitration:

  • In 32 of those years (74.4%), clubs won the majority of salary arbitration hearings;
  • In 10 of those years (23.3%), players won the majority of salary arbitration hearings; and
  • In 1 year, all the cases settled.

That teams won a majority of cases in three-quarters of the years for which data is available is pretty remarkable, and demonstrates just how lopsided the present either/or system is when confronted with the knowledge gap created by team coordination. Teams are incentivized to offer lower numbers, knowing that, because all other teams are doing the same, they are likely to succeed. For a player, proceeding to arbitration has meant that they are more likely than not to be underpaid relative to the figure they submit to the arbitrator, which generally serves to incentivize settlements and drive down overall player earnings. Given that the likelihood of winning is priced into settlements, a midpoint between the two figures is no longer the ideal settlement posture; players are incentivized to accept a number closer to the team’s figure just to take every dollar they can. And players, their agents, and the MLBPA have far fewer resources at their disposal for hearings, a problem that is compounded as file-and-trial method results in more cases reaching arbitration. From Passan:

Going to trial can be pricey, particularly for smaller agencies that do not have in-house lawyers with enough expertise or experience to argue an arbitration case. Hiring outside counsel costs up to $55,000, an expense that falls on the agent. And when the spread, or the difference between the sides, is minimal and the 5 percent fee on the difference won’t come close to covering the attorney fees, the incentive is clearly to settle — a fact that teams know and leverage.

So why would eliminating the either/or system help? First, it incentivizes numbers closer to the player’s actual worth, rather than basing a result on resource allocation and structural features. Second, it allows arbitrators leeway to avoid outliers – the current system incentivizes extremes, whereas scrapping the either/or system allows arbitrators to push the parties towards compromise. And third, it creates organic salary movement as arbitrators begin to make their own determinations regarding player worth, requiring them to become more educated in baseball vernacular. And better educated arbitrators are good for everyone, a fact that will be the focus of my next piece.


Let’s Fix MLB’s Salary Arbitration System: Introduction

Arbitration season is upon us. This winter, Mookie Betts‘ contract set a record for a second-time arbitration-eligible player after agreeing to a $20 million deal with the Boston Red Sox to avoid arbitration. NL Cy Young winner Jacob deGrom set some records of his own with his $17 million agreement with the Mets. But other players didn’t fare as well. Aaron Nola and the Phillies were over $2 million apart; a smaller but still significant gap exists between the Yankees and Luis Severino. We’ve talked before about the problems inherent in the current system of salary arbitration for major league baseball players. With a growing number of cases going to arbitrators, and with those cases proving to be seemingly quite contentious, I thought it would be useful to explore solutions to an increasingly thorny problem. This piece will serve as a refresher of the basics; we’ll offer some fixes in the days to come.

Often, analyses of MLB salary arbitration focus on the fact that the hearings typically only consider traditional, “old school” statistics.

Another quirk to the arbitration process is that it usually only factors in “baseball card statistics” rather than more sophisticated metrics. While teams signing free agents are typically up to speed on sabermetrics, the arbitration process does not account for them. Counting stats are important, as is playing time in general. Since labor lawyers typically sit on arbitration panels, the concept of “making it to work every day” is something that holds value.

That last sentence is something else important to focus on: salary arbitrators are typically randomly selected labor lawyers. And while some have a comprehensive knowledge of baseball, it isn’t their day job: arbitrators usually hear many different types of cases, with many different fact patterns. That means that a baseball salary arbitrator may well also arbitrate cases on entirely different matters.

Now, the 2016 Collective Bargaining Agreement does allow for the use of some publicly available advanced metrics.

Only publicly available statistics shall be admissible. For purposes of this provision, publicly available statistics shall include data available through subscription-only websites (e.g., Baseball Prospectus). Statistics and data generated through the use of performance technology, wearable technology, or “STATCAST”, whether publicly available or not, shall not be admissible.

But, often, salary arbitrators aren’t well versed in sabermetrics or advanced analytics. As a result, the statistics being used tend to be basic – very basic. In developing their arbitration projection model, Matt Swartz and MLB Trade Rumors noted as much.

Hitters are typically evaluated using batting average, home runs, runs batted in, stolen bases and plate appearances. There are some positional adjustments, but typically the added defensive value of a shortstop relative to a first baseman is not as important in arbitration hearings as it is on the free agent market. Hitters also can receive larger arbitration awards if they have unique accomplishments, such as winning an MVP award. Pitchers typically are evaluated using innings pitched and earned run average. Starting pitchers are rewarded for wins, and relievers are rewarded for saves and holds. Unique accomplishments, such as Cy Young Awards, matter for pitchers as well.

Still, despite its flaws, the arbitration system was, for some time, considered a great success. After all, while it’s generally accepted that free agency led to rising salaries for major league players, there’s at least some evidence that salary arbitration – the process by which players who are not yet free agents, but have at least three years’ service time, have their salaries determined – has also led to improved compensation. Over the last few years, however, salary arbitration has devolved from a system teams and players can leverage to obtain a negotiated contract into a viable means for teams to contest players’ salary demands in the hopes arbitrators side with teams’ lower salary figures.

The concept of “file-and-trial” – that of a team electing not to negotiate with players after arbitration figures are submitted and exchanged – has become so commonplace that Major League Baseball has a glossary entry defining and explaining it. This method has an effect on the strategies employed by players and their representatives, who find themselves at an obvious resource deficit compared to teams. As Craig Calcaterra detailed:

There is certainly an advantage to file-and-trial for a team. It makes the player and the agent work harder and earlier in order to be prepared to negotiate with the club before the file deadline. It also makes them work a lot harder to come up with a defensible filing number given that, rather than merely being an opening salvo in an extended negotiation, it’s something that they will certainly have to defend in open court. It’s also simple hardball. Teams have greater resources than the players and the agents and it’s less painful for them to pay for lawyers and hearing prep and to conduct the actual hearing. There’s risk to the team, of course — they might lose and pay more than a settlement would’ve cost — but teams are obviously concluding that the risk is worth it.

Ken Rosenthal wrote late last year that the MLBPA feared that every team would soon adopt the “file-and-trial” approach. And while that didn’t happen this offseason, the number of arbitration hearings continue to rise, and they are increasingly acrimonious, as Michael Baumann noted for The Ringer.

For years, it was generally accepted that it was undesirable for a team to let arbitration-eligible players actually go to a hearing over salary, since a hearing would force the team to bad-mouth a player; the morale costs outweighed the potential financial gain from holding a hard line. Last year, more arbitration cases went to a hearing than in any year since 1990.

Yankees executive Randy Levine famously ripped Dellin Betances‘ arbitration request of $5 million in the media, comparing Betances’ submission analogous to Levine calling himself an astronaut. Blue Jays righty Marcus Stroman took to Twitter to remark that “[t]he negative things that were said against me [in the hearing], by my own team, will never leave my mind.” The salary arbitration system, initially designed to encourage settlements between team and player, is now driving wedges between the parties, though it is worth noting that whether those wedges persist once players make free agency decisions isn’t a settled question.

What we can say is that the salary arbitration system isn’t working optimally: it doesn’t reflect what we actually know about baseball by excluding publicly available advanced metrics, and it’s further damaging player-team relationships. With this in mind, it’s no surprise that agents are starting to take a harder line on arbitration.

In a mission statement distributed among some players, Jeff Berry, who helps run the baseball division at CAA, outlined a number of steps he believes are necessary to rectify the imbalance of power in the relationship between MLB and the union. It was no surprise that his first target was arbitration. “[A]ttacking the arb system,” Berry wrote in the memo, which was obtained by ESPN’s Buster Olney, “is an ideal battleground for MLBPA/players/agents to take a unified stand and to feel empowered and proactive rather than victimized.”

There’s no doubt that the current arbitration model suffers from some deep structural problems. Over the course of the next few days, we’re going to take a look at how to fix them.


The Angels and Anaheim Made a Short-Term Deal

In October, we talked about the Angels opting out of their stadium lease with the city of Anaheim. At the time, the move required that the team vacate the venue at the close of the 2019 season. Given the rapidly approaching deadline and acrimony between the parties, I speculated then that the most likely outcome would be a short-term deal.

So where does that leave the Angels and Anaheim? Most observers think these two parties need each other, and I tend to agree. . . . The Angels need a baseball stadium, and Anaheim doesn’t want to lose its tenant, even if the team has been a pain in its butt. At the same time, however, we’re already seeing trial balloons floated about moves to Portland or Las Vegas, and neither side is moving with any urgency at this point (though that could and probably will change down the road). I think the safe bet is a short-term, five- or ten-year lease with another opt-out, enough for the two sides to have a brief cooling-off period.

As it turns out, the two sides did end up reaching a short-term agreement, but it was for a far shorter length of time than most observers, including myself, anticipated.

The Angels and the city of Anaheim are expected to agree to a one-year extension of the team’s lease at Angel Stadium, which would keep the team in Anaheim through the 2020 season.

The Anaheim City Council is expected to consider the extension at its meeting Tuesday. Harry Sidhu, the city’s new mayor, plans to introduce the proposal after meeting last week with Angels owner Arte Moreno.

So why the short-term pact? For one thing, both sides are reportedly planning to use the extension to give some breathing room to further negotiations. Alden Gonzalez wrote for ESPN that the team and city have already begun a dialogue.

New Anaheim Mayor Harry Sidhu, sworn in last month, met with Angels owner Arte Moreno last week, and both sides decided that more time would be beneficial.

“We realized a one-year extension will give us adequate time to work collaboratively on a long-term relationship,” Moreno said in a statement.

“From that meeting, it is clear the team’s priority is to stay in Anaheim, if we can work out a deal that benefits our residents, the city and the team,” Sindhu said in his statement. “We need a plan to make that happen, and we need time to make that happen.”

On the surface, this seems entirely reasonable. A deadline at the end of 2019 would make it difficult for extension talks to be productive given the proverbial sword of Damocles hanging over the parties. Still optimism for a deal seems to revolve around the city’s newfound willingness to discuss either a new stadium, or significant renovations to the existing structure, a proposition the city earlier considered a non-starter.

While neither side has commented in recent months on specifics of what they hope a new lease might include, city spokesman Mike Lyster said, “We’re going to look at everything from rehabbing the stadium all the way to building a new stadium.”

But for the team, there’s a catch. While the city is now willing to discuss the concept of a new ballpark, the city is not at all willing to finance such a venture. Instead, the city is proposing an arrangement like the one the Anaheim Ducks tentatively made for their venue, the Honda Center, late last year.

The broad terms of the deal were approved unanimously by the Anaheim City Council at the Oct. 23 meeting and call for the city to sell three Honda Center parking lots, plus a lot across the street, at fair market value to Anaheim Arena Management (AAM), which could be developed into homes, office and commercial space. The vote gives city staff a framework to negotiate the final terms of the deal for later approval by the city council.

The Ducks, who have been based in Anaheim the past 25 years, would sign onto another 25-year commitment with Anaheim after their current agreement ends in June 2023. Anaheim Arena Management, which currently operates and maintains the Honda Center, would continue operating the facility until 2048.

Such a deal would be an elegant solution to the current impasse, changing what the Angels consider to be a “toxic” atmosphere for local businesses into a private-public partnership. At the same time, it’s far from a sure bet; for one thing, a deal like this, while addressing the team’s location concerns, wouldn’t provide the upgraded facility the team desires. And worse, the Ducks’ deal did cut into what the Angels wanted as part of their own mixed-use complex.

[Anaheim] Councilman Stephen Faessel, who otherwise called the proposal a “great deal,” questioned why the deal includes the sale of a parking lot across from the Honda Center by ARTIC without a formal bidding process where other developers could also bid for the property.

“ARTIC is not that far from Angel Stadium, and now we’re likely going to have to negotiate a deal with the Angels, how do we know the Angels won’t give us a better deal?” Faessel said.

City spokesman Mike Lyster later clarified the city is not considering selling the ARTIC lot, but may lease it to the Honda Center.

So despite how the deal has been framed – as a way for the two sides to buy time to reach a more long-lasting arrangement – this extension is no guarantee that an agreement will, in fact, be reached. And most interestingly, the one-year extension keeps open the possibility that the team could consider a jump outside of California – particularly given the recent development that Portland may be ready for a major league team as soon as 2022.


The 2019 Ken Phelps All-Star Team: Pitchers

Let’s continue the 2019 search for free talent with the pitching staff for the Ken Phelps All-Stars. The position players, split into two parts, can be found here and here.

Starting Pitcher 1: Justin Haley

A couple of years ago, David Laurila, in one of his fantastic Sunday notes columns, talked to Haley about his unique delivery.

Haley sets up on the third base side of the rubber, with his other foot straddling the rubber. With the ball in his glove raised in front of his face, he looks in for the sign with his pitching hand cocked at his waist, fingers dancing back and forth like Wyatt Earp ready to draw.

Haley is 27, right-handed, and despite being listed at 6-foot-5 and 220 pounds, is a relative soft-tosser with a fastball that struggles to top 90 mph consistently. Soft tossing, fastball-heavy righties aren’t exactly a hot commodity, and that explains why he’s yet to establish himself in the majors. If you remember him, it’s probably because he was a Rule 5 draft pick back in 2017; he spent all of 18 big league innings with the Twins before being shipped back to Boston. But there’s probably more here than you might think.

First of all, Haley has a very good curveball.

And Haley’s repertoire – slow fastball, curveball, and pinpoint command – is reminiscent of another big, soft-tossing righty who didn’t establish himself until his late 20s.

In fact, Haley actually led the International League in xFIP in 2018 (just ahead of Michael Kopech), finishing fourth in FIP, K-BB%, and K/BB, and with the eighth-best BB% in the league. Haley, in other words, had good command and missed bats (14th in the league in SwStr%) without really walking anybody, and that’s a really good combination.

Unfortunately for Haley, pitchers who can’t break a pane of glass with their fastballs aren’t often really prospects, despite his gaudy Triple-A numbers. As a result, Haley ended up signing with the KBO’s Samsung Lions this offseason. I wouldn’t be terribly surprised if he ended up coming back.

Starting pitcher 2: Drew Gagnon

After years of struggling to control his low-nineties fastball and power breaking balls, Gagnon quietly broke out last year in – of all places – Triple-A Las Vegas, where pitching prospects go to die. He’d always had the ability – see, for example, his Adam Wainwright-like curveball.

But Gagnon walked more than 8.5% of the hitters he faced at every minor league assignment he had between 2014 and 2017 (including three stops with double-digit walk rates), torpedoing his value. Picked up by the Mets before the 2018 season, the 28-year-old former third rounder walked far fewer batters in Las Vegas, giving out free passes to just 6.7% of the batters he faced, while still striking out more than a quarter of opponents. All of a sudden, Gagnon had a 19.2% K-BB% and a 3.88 K/BB, with the latter being the best figure of Gagnon’s career. As a result, Gagnon shot up the Triple-A leaderboards, finishing fourth among all Triple-A pitchers (IL and PCL) in K%, 14th in BB%, and second in K-BB%. The showing was enough to land a brief cameo in Flushing, during which he didn’t distinguish himself.

Still, Gagnon’s progress is such that it’s worth seeing if he has actually turned a corner. In real life, he’s probably best suited for a middle-relief slot, and if his gains are for real, he could probably help a bullpen-needy team like the Angels. For us, we’ll see if he can consolidate his gains in the rotation, where he made 27 starts last year at Triple-A. For what it’s worth, Steamer loves Gagnon, projecting a mid-3’s ERA and FIP and better than a strikeout per inning.

Starting Pitcher 3: Onelki Garcia

Garcia might be the single most fascinating player on this list. Not only is he left-handed and breathing, he was once a prized prospect in the Dodgers’ system, with a deep arsenal and bright future. This is what Mike Newman said about Garcia back in 2012:

Listed at six-foot-three, the big-bodied Garcia boasts a power arsenal. The Cuban pitcher’s deception comes from staying tall in his delivery with a high release point. . . . Garcia features a 91-93 mph fastball, only with more consistent sinking action. In this appearance, he was wild in the zone which kept Jackson hitters off-balance. . . . Garcia’s primary off-speed pitch was an 83-85 mph “slurve” with 1 to 7 break. The pitch is a swing-and-miss offering at present — Flashing plus when down in the zone. His changeup also flashes potential and supports a starter profile should Garcia’s durability return after a long layoff.

It didn’t work out, of course; Garcia battled injuries – a bone spur in his elbow, meniscus tears in both knees – which limited him to just 162 innings across four seasons between 2013 and 2016, but he still flashed the plus stuff that had made him such a blue-chip prospect. But by the time he returned to the mound for good in 2017 in the Royals’ system, his effectiveness had cratered due to increasing command issues and a diminished arsenal; a 5.04 ERA for the Royals’ Triple-A affiliate in 2017 and disastrous six innings for the varsity club sealed Garcia’s fate, and he spent 2018 in Japan.

But once again healthy, Garcia found himself in NPB, tossing 168.2 innings for the Chuinichi Dragons – more than he’d thrown between 2013 and 2016 combined – en route to a 2.99 ERA while limiting both homers and hard contact. His command remained an enigma, as he walked an unacceptably high 73 hitters against 132 strikeouts. But the tantalizing stuff returned, with Garcia making multiple no-hit bids over the course of the season.

The Hanshin Tigers signed Garcia this offseason, but it was just a one-year deal, as the lefty still wants a shot at the big leagues. If Garcia could get his walks under control, it will be fascinating to see if a major league team takes a chance on him next offseason.

Starting Pitcher 3: Jake Paulson

If there were an exact baseball opposite to Onelki Garcia, Paulson is probably it. Unlike the power lefty, Paulson makes his hay with a heavy sinking fastball that he uses to induce ground balls. The sinkerballer induced grounders at a rate of at least 52% every year in the minors, including two stops above 60%, and has yet to allow even thirty percent of balls in play against him to be hit in the air to the outfield. More intriguingly, Paulson may have a skill inducing pop-ups, with a double-digit IFFB% every year since 2016.

Paulson achieves soft contact with his sinker, a fastball with ridiculous movement. Movement like this:

We’ve seen sinkerballers be effective mid-rotation starters before – Justin Masterson, Jake Westbrook, and Chien-Ming Wang come to mind. And like Wang, some sinkerballers can be late bloomers. So why is Paulson in the minors? For one thing, being a sinkerballer means relying on your defense – and in the minors, that can be a risky proposition. In 2016, he posted a 6.40 ERA despite a 3.38 FIP and 3.59 xFIP, and, owing to all the ground balls not fielded by his defenders, his LOB% didn’t even eclipse 70% until this year. In other words, Paulson got ground balls and his infield just didn’t field them, making the righty look worse than he actually was.

On the other hand, though Paulson was dominant for the Indians’ Double-A affiliate this year, he was supposed to dominate there; after all, he is already 26. And his sinker produced fewer ground balls this year; while still above 50%, he was routinely running ground ball rates above 60% in Hi-A.

Still, what evidence we have suggests that Paulson is closer to the pitcher he was at Double-A in terms of true talent and results. Paulson has consistently shown he can get ground balls without walking people, and that makes him interesting. He’ll probably struggle against lefties like many sinkerballers do, but that doesn’t mean he isn’t big league material. Also interesting is that his two-seam/curveball combination and 6-foot-7 build are reminiscent of early-career Charlie Morton.

Starting Pitcher 4: Enderson Franco

Franco, 26, has gone from interesting prospect to enigma to forgotten. Way back in 2014, right after Franco had been picked up by Tampa Bay from Houston in the minor league Rule 5 draft, Kiley McDaniel wrote that the youngster “has impressed, likely fitting in pen due to below average curveball, but with a fastball that sits 92-95, hitting 96 mph and a solid average changeup.” Since then, Franco has pitched in the minors for the Rays, Marlins, and Braves, flashing the same stuff that made him touted in 2014 but without the results to match.

Until, that is, 2018, when Franco impressed in his first taste of Double-A. Across 127.2 innings, Franco struck out better than a batter per inning (23.7% of hitters overall), on the back of that fastball.

More notably, Franco kept his walk rate to a manageable if not amazing 7.7%, good for a K/BB rate better than three to one and a K-BB% of 16.1%. And Franco kept one trait which he’s showed at every level: despite being a fly ball pitcher – his ground ball rate hasn’t been even 45% since A-ball – he kept the ball in the park, giving up less than a homer per nine for the eighth straight year, and generated pop-ups at a rate of 18%, a feat he’s accomplished or bettered every year since 2012.

Missing bats and generating pop-ups is an intriguing skill set for a starter, and he’s shown that he can withstand a starter’s workload. Franco is also relatively young; though he’s been laboring in obscurity for the past few years, he just turned 26. It makes sense to use those mid-90s bullets in the big leagues and see what Franco can do.

Starting Pitcher 5: William Cuevas

Cuevas, 28, has pitched for the Red Sox, Marlins, and Tigers organizations, but has seen just 22.1 innings at the big league level. In the minors, he’s functioned as organizational depth and a veteran innings eater, bouncing between the rotation and the bullpen depending on what “real” prospects that team had. But being in the rotation seems to agree with Cuevas; he’s flashed the ability to miss a few bats and limit walks and hard contact.

Cuevas does not throw hard – his fastball barely breaks 90 mph – but he features a cutter, sinker, changeup, and slider, and he’s shown an uncanny ability to paint the corners for strikes.

So what are Cuevas’ strengths? He generates weak contact, especially pop-ups; his IFFB% was a whopping 34.8% this year at Triple-A, and has never been below 17% at any level where he threw more than five innings. He has that fastball that he can run and sink. He’s not an ace, and probably never will be more than a depth starter. But he deserves a spot on a big league roster after the Red Sox released him this offseason, even if it’s as a middle reliever.

Relief Pitcher 1: Victor Payano

Victor Payano is a lefty with electric stuff. He can do this:

And then he can come back and do this:

Oh, by the way, that was his 13th strikeout of the night. In 2017, in the Marlins’ system, Payano struck out 38.2% of hitters he faced at Double-A (14.92 K/9), and 26.7% of hitters he faced at Triple-A (10.08 K/9). In 2018 in the Reds’ system, Payano struck out 32.1% of all hitters he faced at Double-A (12.66 K/9). Since 2016, at four minor league stops, his batting average against has looked like this: .175, .156, .197, .198. In other words, Payano is a strikeout machine who doesn’t give up hits.

So why is the big 6-foot-5 lefty still in the minors at 26? Because most nights, he really has no clue where the ball is going, and never has. In 2016, he walked 14% of hitters. In 2017 at Double-A, he walked 18.2% of hitters. In 2017 at Triple-A, he walked 14.5% of hitters. And in 2018 at Double-A, he walked 16.4% of hitters. Payano doesn’t give up hits and his swinging strike rate is fantastic, but he walks the world while he’s doing it.

The Marlins and Reds have spent the last couple of years bouncing him between the rotation and bullpen, but we’re going to put him in the bullpen full-time. We can do worse as a lefty specialist, and he may very well grow into more. Payano might be a left-handed Dellin Betances – he’ll always fight his mechanics and he’ll never have good command, but when you’re striking out 35% of the batters you’re facing, that becomes less important. At least you can guarantee he’ll never be a comfortable at-bat.

Reliever 2: D.J. Johnson

Johnson has a classic reliever’s profile: a high-octane, mid-90s fastball and a power breaking ball. He misses bats, striking out 35.7% of all hitters he faced this year for Triple-A Albuquerque and a third of all hitters he faced during a brief 6-inning cup of coffee with the Rockies. But like many relievers with this profile, he’s on this list because of longstanding struggles with control, walking more than 10% of all hitters he faced at Double-A between 2015 and 2016.

Quietly, though, Johnson flipped the script as Albuquerque’s closer last year. He walked just 6.4% of hitters he faced across 55.1 innings for the Isotopes, and appeared, at least, to keep those gains in his tiny big league cameo. He was also effective despite an altitude and PCL-driven .390 BABIP in 2018; the newfound lack of walks meant all those extra hits didn’t hurt him as much.

Johnson is another pitcher who generates lots of popups off of his fastball, and weak flyballs and swinging strikes are a good combination for a reliever. If Johnson’s command gains are real, he could have closer potential. If not, he’s still too good of a pitcher to be striking out minor leaguers by the bushel. He’s a perfect fit for the new era of power-driven bullpens.

Reliever 3: Brendan McCurry

If McCurry’s name is familiar, that’s because the Athletics traded him to the Astros for Jed Lowrie a few years back. At the time, Chris Mitchell took a look at McCurry and said this:

An undersized reliever, McCurry fell all the way to the 22nd round in 2014’s amateur draft, but his minor league performance has since lifted him to fringe prospect status. McCurry worked in relief at High-A and Double-A last season, where he pitched exceptionally well. He struck out 32% of his batters faced last season, and finished up with a 2.44 ERA.

McCurry’s numbers are excellent, but plenty of minor league relievers put up excellent numbers, especially in the lower levels. Throw in that he’s nearly 24, and he’s about as fringy as they come.

The thing is that nobody told McCurry that he was so fringy. Despite a relatively small stature – just 5-foot-10 and 170 pounds – the 26-year-old righty has spent the last three years obliterating minor league hitters. He’s yet to strike out fewer than 23% of all hitters he’s faced at any level, and he’s been above 26% the last two years. Each of the last two years, he’s posted a K-BB% of 20% or better and a K/BB of better than 4. Even in this extremely bad video, you can see the kind of off-balance swings he generates.

The Astros’ bullpen has no room for McCurry right now, but if Brad Peacock or Colin McHugh end up in the rotation, suddenly there might be room for a power reliever, regardless of size. McCurry is big-league ready and probably better than several members of the Angels’ and Orioles’ bullpens right now. It simply remains to be seen if he’ll get an opportunity, but we’ll make sure he gets one with us.

Relief Pitcher 4: Joe Broussard

Broussard, at least, looks the part of a late-inning reliever in the Dodgers’ organization; squint, and you might think you’re seeing Jonathan Broxton. But Broussard yet to see the mound for the big club, even after dominating the upper minors and leading some Dodgers fans to clamor for a call-up for the big righty. Broussard hasn’t struck out less than a batter per inning since A-ball; in 2018, he whiffed 26% of hitters he faced for the second year in a row and posted a K-BB% of 18% for the second year in a row, all in the hitter-friendly Pacific Coast League. In Double-A, he was even better, striking out nearly a third of all hitters with a K/BB better than 4 with a nasty fastball-curveball combination.

Broussard is buried by the Dodgers’ deep bullpen, but the big righty is ready for the Show.

Next time, we’ll project how this team might actually do if assembled.


The 2019 Ken Phelps All-Star Team: Position Players, Part 2

Here, in Part 2 of our series, we will crown the infielders for the 2019 Ken Phelps All-Star Team, a team of guys who, for whatever reason, have mastered the highest levels of the minors but are organizational depth at best, or forgotten entirely at worst, and yet have skills that might (might!) make them useful on a big-league team. Part 1, featuring the members of our outfield, can be found here. The pitchers will follow later.

Third Base: Damek Tomscha

For the second year in a row, our third baseman will be someone from the Philadelphia Phillies’ minor league system. Tomscha was a fiftieth-round pick (seriously!), declined to sign, and was drafted twice more before finally turning pro after being taken in the 17th round. In Dan Szymborski’s latest ZiPS projections for the Phils, Tomscha’s top comp was the immortal Brennan King.

Tomscha is already 27, but he’s done nothing but hit pretty much everywhere he’s gone. His wRC+ numbers between 2014 and 2018 at every level where he’s spent more than 100 plate appearances go like this: 126, 127, 131, 152, 123, 125. (His foray into Triple-A was less encouraging, good for a 60 wRC+ in 93 plate appearances.)

Now, to be fair, Tomscha has only ever shown power like that at Double-A Reading, a level somewhat legendary for inflating power numbers and turning players like Dylan Cozens and Darin Ruf into reincarnations of Babe Ruth. That said, Tomscha has been a good hitter even when he’s not hitting for power, even in the low minors, and has long shown off defensive skills as well.

And he’s a pretty good contact hitter too, with the 17.2% strikeout rate he posted in a small sample at Triple-A this year being the worst of his career.

So what is the package? A big, strong right-handed contact hitter, who doesn’t strike out much and might have some power potential. That’ll work for us at third base.

Shortstop: Arismendy Alcantara

Back in the day, Alcantara was a hot commodity as a prospect who flashed power and speed in the Cubs’ minor league system. It didn’t work out, though – in 459 major league plate appearances, the switch-hitter hit 11 homers and stole 14 bases, but struck out at a rate that would make Mark Reynolds blush, on his way to a .189/.235/.315 triple slash and 49 wRC+. A 1.9% walk rate and 35.2% strikeout rate with the Reds in 2017 – good for a 5 wRC+ (!!) – sealed his fate, and he hasn’t played in affiliated baseball since.

But something happened in 2018 when Alcantara spent three stints in the Mexican League: he started drawing walks. A lot of walks, especially by Alcantara’s standards. Despite being four years younger than the average player at his level – after all, Alcantara is still just 26 – he walked at a 9.5% rate or better at three different Mexican League stops. To put that in perspective, Alcantara’s 38 walks in 397 plate appearances was more than he’d had at any level since he was a 21-year-old at Double-A in 2013. The result was a .285/.353/.527 line with 18 homers and 15 steals, showing the tantalizing power-speed combination is still in there. But what’s also in there is this defense at shortstop.

Now, it’s entirely possible that Alcantara’s newfound plate discipline is a mirage, or that it won’t translate back to affiliated baseball. That said, the package is intriguing enough, and Alcantara is still young enough, that he may just be a late bloomer. Major league baseball might have given up on him, but we won’t.

Second Base: Jack Mayfield

Unlike Alcantara, here’s a name you might never have heard before. Mayfield, 28, is no one’s idea of a real prospect – he wasn’t even drafted. But during his time in the Astros’ farm system, he seems to have developed one tool that’s hard to fake: power.

The breakout came in 2016 at Double-A, when Mayfield obliterated opposing pitchers to the tune of a 132 wRC+ and a .288 ISO. Despite faltering in his first taste of Triple-A later that year, Mayfield rebounded and in 2018 proved he was in Fresno to stay, with a .270/.324/.457 triple slash, .341 wOBA, and .187 ISO, his second consecutive year at the level with an ISO above .185 and a wOBA above .340. And even more intriguingly, Mayfield can play defense. Here he is flashing the leather at third base:

And here he is at second base – adding a pretty awesome flip to shortstop:

Now, Mayfield isn’t without his warts – no one on this list is, after all. His plate discipline is lackluster, to put it mildly; he’s never posted a double-digit walk rate, and even in his second-best season, 2016, he struggled to reach a .300 OBP. Still, there have been signs of growth there as well. His BABIP in 2016 was unsustainably low (.226 at both Double- and Triple-A); he’s run BABIPs consistently above .300 both before and since. Mayfield may never walk more than 6% of the time in the big leagues, and he’ll probably strike out a ton. Still, the power and defense are real, and his profile is similar to another 5-foot-11, 190 pound infielder: Brandon Inge. Mayfield doesn’t have Inge’s upside, of course (when Inge was Mayfield’s age, he already had four big league seasons under his belt). But a poor man’s Brandon Inge still has some value, and given a full season’s worth of plate appearances, Mayfield might surprise.

First Base: Joey Meneses

Quick: who led the International League in home runs in 2018? If you guessed top Tigers prospect Christin Stewart, you’d only be half right, as Stewart shared the honor with Philadelphia Phillies minor leaguer Joey Meneses, 26. Another player who was never drafted, Meneses slashed an impressive .311/.360/.510 in 2018, good for a 143 wRC+ and .381 wOBA. Now, it would be easy to conclude that Meneses is a product of where Phillies’ minor leagues affiliates play – after all, Darin Ruf and Dylan Cozens both posted inflated numbers as a result of the hitter-friendly parks in the Phils’ system. But Meneses might be different. For one thing, while 2018 was his first year in the Phillies’ organization, he’s hit everywhere he’s gone. In 2016, while playing for the Carolina Mudcats, the Braves’ Hi-A affiliate, he hit .342/.401/.490 – offense which amounted to a 146 wRC+ and .401 wOBA. He struggled in his first taste of Double-A, but returned to his mashing ways in his second go-around in 2017, with a 124 wRC+ and a career-high walk rate (9.5%).

Now, given Meneses’ gaudy stats, the obvious question is why he isn’t a prospect, even at 26. The answer is that while he has always hit the ball hard, 2018 was the first time he’d shown consistent power. But there’s reason to hope he wasn’t just a Phillies’ minor league mirage. Here he is, hitting a long home run away from Lehigh Valley.

Do you notice the uppercut? Meneses is a swing-changer. Until 2018, the big right-handed first baseman had hit the ball primarily on the ground, with ground ball rates above 50% at every stop but one since 2014. But in 2018, he flipped the script, dropping his ground ball rate to 44.7%, a career low, and upping his flyball rate to 32.9%, his highest rate since rookie ball. That wasn’t Meneses’ only change; after being an all-fields hitter in 2016 and 2017, hitting at least 40% of his balls in play to right field, he started pulling the ball in 2018, hitting fewer balls to right field and more fly balls to left. The result was a career-high HR/FB%, and the second-highest pull rate of his minor-league career.

Of course, even launch-anglified Joey Meneses wasn’t going to displace burgeoning star Rhys Hoskins in Philadelphia, and so the Phillies released him at the end of the season after he received an offer to play in Japan for the Orix Buffaloes. Still, it looks like Meneses made some legitimate changes to his offensive game – changes that, while not likely to make him a star, certainly make him more interesting.

Infield: Corban Joseph

Joseph, 29, was immortalized as the Guy Who Took Over First Base from Chris Davis (TM) last year in Baltimore, a job that lasted all of 19 plate appearances. In reality, however, Joseph probably has something to offer a team that’s willing to look past the obvious flaws. Joseph has the ability to stand at every defensive position on the dirt except shortstop. And Joseph has plate discipline, contact ability, and a bit of pop, which has helped him rack up more than a thousand minor league hits. In a sense, that’s damning with faint praise; Joseph has been in the minors for more than a decade, but has a grand total of 26 major league plate appearances to his name.

In 2018 for Double-A Bowie, Joseph walked more (9.9%) than he struck out (8.2%) with a .185 ISO and 143 wRC+, his second consecutive year at Double-A with a wRC+ of 120 or higher on the back of that skillset. Oh well, you might say, he was a 29-year-old at Double-A; he’s supposed to do that. And that’s certainly true, but he has also shown the same ability at Triple-A – in 2016 for Norfolk, Joseph hit .305/.362/.435 with an 8.3% BB% and 10.2% K%, good for a 129 wRC+.

So what is Corban Joseph? The profile is a bit similar to John Jaso, minus the catching ability, of course. Still, though, Joseph might be better than some of the utility infielders entering 2019 with guaranteed jobs. And there’s an argument to be made Joseph is better than David Fletcher, who will, barring other moves, open 2019 with a starting job in the Angels’ infield. Joseph is probably good enough for a big league job somewhere; he’s just never gotten the opportunity.

Catcher: Beau Taylor

Here’s a guy who, given the state of catching in the major leagues, could probably have a major league job somewhere on opening day, even though he probably won’t. Taylor is 28 and a career member of the Oakland Athletics’ minor league system, where he has been since 2011. He’s also no one’s idea of a prospect, accruing just six major league plate appearances, all in 2018. Why? For one thing, he doesn’t hit for power; this was his last of just three home runs he hit in the A’s system in 2018, after he hit 5 in 2017, and 5 in 2016.

He doesn’t really hit for average, either; despite a .341 BABIP in 2018, he hit just .248 in 2018. And he doesn’t really control the running game, throwing out just 12 of 73 attempted baserunners in 2018.

So why is Taylor here? Because he has plate discipline. Indeed, quite good plate discipline. In 2018, he walked in 14% of his plate appearances at AAA. In 2017, he walked in better than 12% of his plate appearances. In fact, Taylor hasn’t had a walk rate below 10% since a 2014 half-season at Double-A, when he posted a 9.7% walk rate. And owing to all the walks, Taylor has posted a wRC+ above 90 at every stop but one since 2014.

Steamer doesn’t think much of Taylor, projecting just a 69 wRC+ for 2019 at the big league level. But Jonathan Lucroy just posted a 70 wRC+ for the Athletics, and at least Taylor might still have some upside.

Designated Hitter: Neftali Soto

Once upon a time, Neftali Soto was a big-time Reds prospect who, despite underwhelming numbers, possessed exciting tools. The good news is that Soto, now 29, mashed .310/.364/.644 in 2018 with 41 homers in just 459 plate appearances, fulfilling his longstanding prospect status. The bad news is that he posted those video game numbers in Japan, and went totally ignored stateside.

That’s a shame, because Soto’s transformation from failed prospect to power hitter began in 2017, when he (all together now) started hitting more fly balls. An increased fly ball rate – he went from just 16% in the White Sox organization in 2015 to 34.9% for the Nationals’ Triple-A affiliate in 2018 – led to a power surge, and across two levels of the Nats’ system he destroyed minor league pitching to the tune of a .311/.364/.528 triple-slash, and an ISO above .200 at both levels. Soto’s new look can be captured in this game for Syracuse, when he homered three times, one to each part of the outfield.

Despite his newfound power and contact abilities, the book on Soto remains below average plate discipline; his 29-to-100 strikeout to walk ratio last year in the NPB demonstrates that nicely. Still, bats with this kind of power have some value and could merit a major league opportunity. After all, it’s a safe bet Soto would outhit Chris Davis, and wouldn’t a rebuilding team like the Rangers be better off seeing what he could do with 550 at-bats than giving them to Ronald Guzman?

Next time, we’ll look at the Phelpses’ pitching staff.


The 2019 Ken Phelps All-Star Team: Position Players, Part 1

Last year, I started a new tradition here at FanGraphs: the Ken Phelps All-Star Team, a 21st century revival of my favorite part of Bill James’ Baseball Abstracts. Ken Phelps was a talented hitter who nevertheless toiled for years in the minors, not exhausting his rookie eligibility until age 28. As Jeff Bower characterized it for Baseball Prospectus, the Phelps All-Star team represented “an assemblage of players with skills that made them useful, but who were generally not given a fair opportunity to prove their worth in the majors or had been given unwarranted labels they couldn’t shake.” Basically, the idea behind our exercise was to identify minor leaguers who, like Phelps himself, were not considered notable prospects (though some may technically still have prospect eligibility) and had earned a Quad-A label, and yet might be competent (or better) big leaguers if given the opportunity.

Last year’s team proved quite successful by the modest standards set for Quad-A players. Our team was projected to go 57-105, which was just one win worse than the actual record of the 2018 Royals and was ten wins better than the 2018 Orioles, who (unlike the Phelpses) had the benefit of a half-season of Manny Machado. And several players I identified also established themselves as legitimate major leaguers, led by Richard Rodriguez, who posted a 63 ERA- and 64 FIP- across 69.1 innings, striking out a third of all the hitters he faced. Deck McGuire received an extended look (38 innings) in the major leagues, and despite his relatively poor results, showed flashes with a 94-mph fastball and an above-average sinker and change-up. Ryan Carpenter showed his plus command and minuscule walk rate could translate to the big leagues across five starts with Detroit, though he was hurt by a home run problem. Mitch Walding, Brandon Snyder, Jabari Blash, and Scott Copeland all saw major league time in 2018, with Walding making his major league debut. All in all, this might not sound like much, but remember that we’re talking about free talent – these are guys who, in essence, aren’t supposed to be doing much at all.

So with that, we bid adieu to the 2018 team and turn to the 2019 team, which we’ll unveil over the next few days. First, let’s review the criteria for selection. Remember, these players are not supposed to be prospects, so this isn’t like Carson’s Fringe Five series. The Quad-A label earned by these players may very well be accurate, and we’re not expecting this fictional team to go and win 100 games. Instead, we’re looking for free talent – guys who, for whatever reason, have mastered the highest levels of the minors but are organizational depth at best, or forgotten entirely at worst, and yet have skills that might (might!) make them useful on a big-league team.

And because scouting and analytics are better than ever before, the idea behind this team has to change a bit. Major-league equivalencies have become mainstream, which means that we have to do more than simply project big-league performance. For that reason, we’re going to tweak James’ original criteria slightly. To qualify for our team, a player cannot have had more than 550 plate appearances or 50 innings pitched in the major leagues, which we’ll use as proxies for a season’s worth of MLB time. He also cannot have appeared on any of FanGraphs’ organizational top prospect lists or the Fringe Five in the past two years (2017-18), and must be 25 or older. Oh, and just to make things fun, we won’t re-use anyone from the 2018 team.

Today we begin our look at the 2019 Ken Phelps All-Star Team by examining at the outfield. The balance of the position players (Part 2), as well as the pitching staff (Part 3), will follow later.

Left Field: Rusney Castillo

Here’s a blast from the past! Once upon a time, Castillo, now 31, was the Red Sox’s hot new offseason addition, a player considered dynamic enough that Boston paid $72 million to play him in the team’s outfield. It didn’t work out – Castillo was handed a big league job in 2015 and fell flat, posting just 0.1 fWAR and a 73 wRC+ across 80 games. The Red Sox removed him from their 40-man roster in 2016, and since then he’s labored in Boston’s minor league system, with his most notable accomplishment being the ignominy of landing on a list of baseball’s worst contracts. He has seen all of eight plate appearances, all of which came in 2016.

Whether it was the decreased pressure, simple player development, easier competition, or Castillo adjusting to his new environs, he’s quietly broken out for Pawtucket over the last couple of years, following a .378 wOBA and 138 wRC+ in 2017 with a .348 wOBA and 120 wRC+ in 2018. His line drive rate and the percentage of balls he sent to the opposite field both spiked in 2018, as Castillo became more of an all-fields hitter.

Now Castillo still has his warts, as every player on this list does. His power never really developed or been consistent – he followed fifteen homers and a .193 ISO in 2017 with five and a .097 in 2018. Even his improved plate discipline was still subpar, with just a 5.7% walk rate. His in field fly ball rate spiked in 2018 and, despite still having above-average speed, his base-running deteriorated, and he was relegated to a corner spot in the outfield.

Still, Steamer suggests that at least some of Castillo’s gains were legitimate, projecting a 90 WRC+, and despite the move to the corner, his defense remains above-average. Further, his coaches at Triple-A are convinced he could hold his own in the major leagues, a combination of his improved performance and commitment to conditioning.

“He’s a big leaguer,” said [Pawtucket Manager Kevin] Boles. “He’s a big leaguer on a Triple A field. You coach at third. The third baseman says, ‘How is this guy still here?’ Everybody knows it. Everybody knows he’s major league-quality.”

Castillo may be a forgotten man in Boston — the outfield spots in Fenway are spoken for — and his salary will likely strike most clubs as pretty rich considering what he is at present, but the tools that made him enticing in 2014 seem still to be there, and perhaps improved. We’ll start him in our outfield.

Center Field: Cole Sturgeon

Sturgeon, 27, has the distinction of having played in three hundred games for Boston’s Double-A affiliate across four seasons before finally being called up to Triple-A for good late in 2018. He raked at Double-A in 2018 to the tune of a .443 wOBA and 178 wRC+, which was most likely the result of having been at the level for the aforementioned 300 games, but also showed some legitimate growth that he carried to Triple-A. After seldom walking in the low minors – across two levels in 2015 and 2016, Sturgeon never eclipsed a 6% walk rate – the outfielder improved both his strikeout and walk rates in 2017 and 2018, posting an 8.6% BB% and 14.3% K% at Double-A in 2018 before keeping most of the gains in his walk rate in Pawtucket.

What makes Sturgeon interesting for our purposes, though, isn’t his hitting. It’s his above-average defense, which he manages despite not having plus speed.

The Red Sox have given Sturgeon a shot in spring training before, largely to see if he can be a fourth outfielder. The sum of Sturgeon’s parts isn’t a star, and probably isn’t even a big league regular. But there might be a poor man’s David DeJesus here, and that’s enough to be interesting. We’ll take him on our team.

Right Field: Yadiel Hernandez

Hernandez, a 31-year-old Cuban émigré, is probably the player on this list most likely to make a major league impact in 2019. When the Nationals signed Hernandez in 2016, they considered him to be a “high-floor, low-ceiling type who . . . could serve as a left-handed hitter off the bench or a defensive replacement late.” MLBTradeRumors cited Baseball America’s Ben Badler in calling Hernendez a “small and not overly toolsy player who profiles as a corner outfielder,” which MLBTR’s Jeff Todd called “a rather unexciting profile.” And even with the likely departure of Bryce Harper this offseason, he is well behind rookie sensation Juan Soto, top prospect Victor Robles, and established major leaguers Adam Eaton and Michael Taylor on the Nationals depth chart; there’s been understandably little talk of him entering Washington’s 2019 outfield mix, even in spite of Eaton’s lengthy injury history. He’s seen just one plate appearance in major league spring training.

Still, Hernandez’s performance thus far suggests he might have upside beyond what was originally thought. For one thing, he draws walks. His 9.9% walk rate at Triple-A in 2018 was his lowest thus far in the minor leagues, and he posted an 11% walk rate across two levels this year. He’s shown an above-average contact tool, and has yet to post a BABIP less than .320. And perhaps most interestingly, Hernandez is showing some burgeoning pop, with 18 homers and a .171 ISO across two levels in 2018. Here he is showing some impressive opposite-field power early last year:

Patience, contact, a bit of pop, and passable defense are an intriguing mix, and on a team with less outfield depth, he might be considered for a starting spot. In any event, he fits nicely in our lineup.

Outfield: Zoilo Almonte

Once upon a time, Almonte, now 29, was a toolsy fringe prospect in the Yankees’ system with an 80-grade name. But despite flashing power and speed in the minors, he cratered in a 34-game cameo with the big club in 2013 (56 wRC+) despite a reasonably good strikeout rate (16.8%). He returned to the minors, where he continued to hit in the Yankees and Braves’ systems, before mashing in the Mexican League in 2016 (123 wRC+ and .207 ISO), and turning into a bona fide middle-of-the-order monster in 2017 (.355/.421/.536 triple-slash, 148 wRC+, .425 wOBA). Intriguingly, Almonte proved his 2017 metamorphosis wasn’t a fluke when he took his talents to the NPB’s Chunichi Dragons in 2018, hitting .321/.375/.486 with a lot of nights like this one:

Almonte finished sixth in the league in batting, second in doubles, fifteenth in OPS, fifteenth in on-base percentage, ninth in hits, tenth in total bases, and fifteenth in homers (all among 65 qualifiers), an impressive showing for the former prospect.

Now, just because Almonte can hit in the Mexican League and in Japan doesn’t mean he can hit in the majors. But Almonte has hit everywhere he’s been except the bigs, and he’s now shown the ability to hit for power and average at Triple-A, in the Mexican League, and in Japan, all of which serves our purposes well. Plus, Almonte has begun to show steady improvements in his plate discipline; in his 2018 season, he was eighteenth in the league in walks, only one of which was intentional. Given his ability to play all three outfield positions capably, he’ll do fine as a fourth outfielder, and, given a big league opportunity, there’s a chance he could outproduce Melky Cabrera in 2019.

Parts 2 and 3 to follow.


Let’s Check in on Miami’s Suit Against the Marlins and Jeffrey Loria

Early last year, I wrote about the lawsuit Miami had filed against the Marlins and Jeffrey Loria, alleging that Jeffrey Loria had used “fuzzy math” to depress the value of his club and avoid paying a share of the team’s sale proceeds to Miami and Miami-Dade County. (The County is also a party to suit against the Marlins and Loria.) With the new year starting, this seems like a good time to check in on the state of the suit.

When we last looked at this case, the Marlins, under the new ownership group helmed by Bruce Sherman and Derek Jeter, rather dubiously claimed British citizenship as a way of moving the lawsuit to federal court (a process called “removal”) and attempting to force arbitration. Despite the less than stellar optics and even more questionable legal basis for the argument, the team nonetheless went all-in on their position that the team was, at least in part, a foreign citizen. In response, Miami sent Laurence Leavy – the attorney better known as “Marlins Man” for his formerly ubiquitous presence at Marlins games – and radio personality Andy Slater to the British Virgin Islands office where the team’s lawyers argued that one of the companies which owned the team, Aberneu, was ostensibly located. In a revelation that surprised no one, Aberneu, it turned out, had no offices or physical presence there – just a post office box. The Marlins, however, didn’t appreciate Slater’s involvement, and responded by revoking Slater’s press pass.

At oral argument on the issue of the team’s citizenship in July, the county emphasized that the team was, in all meaningful ways, an American company that did business in Florida, and showed the judge the evidence obtained from Slater and Leavy’s investigation. At that hearing, Judge Darrin Gayles indicated that she was skeptical of the team’s claim of British citizenship.

THE COURT: As I understand it, there is no question that the purchaser in this case is a U.S. corporation or is a U.S. entity. Right?

MR. DOYLE [attorney for the Jeter/Sherman group]: That is not correct, Your Honor. The buyer is an LLC that its citizenship is determined by its members under Supreme Court precedent and it has a non-U.S. member. So, therefore, it is the citizen of both the United States and outside the United States, foreign.

THE COURT: All right. So in situations where an LLC has dual citizenship, U.S. and foreign, can you point to me specific cases that say that in that situation it is a foreign country for purposes of the [New York] Convention [governing arbitration agreements]?

MR. DOYLE: Your Honor, we have not found such a case [.]

And later, Judge Gayles asked Doyle why the Marlins hadn’t attempted to raise the arbitration issue previously, before the state court. Doyle responded that “[t]he issue of the citizenship of the buyer was not known to me as counsel for the seller and it was in an investigation afterwards . . . that led us to discover that the buyer was, in fact, a dual citizen, foreign and domestic. So that information was discovered after the state court hearing.” That’s not entirely true, however – in fact, the team had moved to arbitrate the dispute in state court, and the state court judge, Beatrice Butchko, denied the motion on February 22, 2018, very early in the case.

So as you can probably see (and you can read the whole transcript for yourself if you’re interested), the Marlins’ attorneys weren’t really able to do a good job of articulating how a company that is both a citizen of the United States and a citizen of a foreign country somehow only qualifies as a foreign company for purposes of the law, nor were they able to explain adequately why they didn’t raise the arbitration issue before the state court when the case was first filed.

And so it was perhaps unsurprising when the Court denied the Marlins’ request to arbitrate the case in early August and sent it back to state court (a process called “remand”). Judge Gayles wrote that the team “face[s] an uphill battle in establishing the requisite citizenship to confer jurisdiction under the Convention[,]” adding that “[t]he Loria Marlins’ assignment of their rights to the Jeter Marlins likely did not . . . confer a more expansive right to arbitrate under the Convention.” In other words, the Court didn’t at all believe that the Marlins were a British citizen, and sent the case back to state court for the state judge to decide whether the case was arbitrable on the grounds that the state court had already taken the first steps towards doing just that in its February ruling (the one Doyle evidently forgot about).

Now, you might think that the Marlins and Loria, unable to arbitrate after having two courts deny their request, and stuck in a state court that had already indicated displeasure with Loria’s creative accounting techniques, would open lines of communication to resolve the case. After all, to this point, the case doesn’t appear to be going all that well for the team or Loria. But that’s not what happened. Instead, the team and Loria appealed the state court’s denial of their arbitration request even though the case wasn’t over yet. Appealing a non-final order is called an “interlocutory appeal,” and, regardless of what you see on television, it’s actually pretty extraordinary. The general rule in every state – and Florida is no exception – is that you can’t appeal until after a case is over, because appellate courts tend not to like piecemeal appeals; they want to look at everything at once.

In fact, the very first thing the team did once the case was back in state court was to file what’s called a “Notice of Appeal” – the document beginning the appeal under Florida law. The team then asked for a stay of all proceedings for the appellate court to weigh in on the arbitration issue that two courts had already looked at and denied. If at first you don’t succeed, try, try, try, again! At this point, an evidently exasperated Judge Butchko denied the stay outright on October 2, 2018, essentially ordering the team and Loria to stop playing around with demands for arbitration and start litigating the merits of the case.

Things looked very bleak indeed for the team and then, late last year, Florida’s Third District Court of Appeal granted review (essentially accepting the case), and issued an order staying all proceedings – ordering everything to stop – until they’d looked at the case and decided the arbitration issue. That means that the whole case is essentially in limbo until a third court decides the same issue that two courts already have.

Now, as a matter of law, Butchko and Gayles largely got it right. But it’s also possible that the Appellate Court decides that it wants this case out of the judicial system; judicial economy is a virtue appellate courts adore, and it’s one of the primary reasons arbitration is so often upheld. Courts like the idea of cases being decided by someone who isn’t them, because (theoretically) it frees up judicial resources and relieves case backlogs. That being said, appellate courts tend to move pretty slowly, and it could very well be late 2019 or early 2020 before this issue is decided.


On Andy Pettitte’s Pickoff Move

Earlier this month, Jay Jaffe wrote about the Hall of Fame case for former Yankees southpaw Andy Pettitte. Pettitte, of course, was known for his cut fastball, his glare towards the hitter as he awaited the sign from Jorge Posada, and his pickoff move.

This pickoff move.

Pettitte’s pickoff move became legendary over the course of his long career, and led to teams essentially abandoning the running game against the lefty until late in his career. Pettitte retired as the active leader in pickoffs, despite baserunners often arguing that his move was really a balk. So let’s find out if Pettitte’s move was generally legal or not.

We’ll start, of course, with the rule. For our purposes, we’re concerned with Rule 6.02(a), which defines “Pitcher Illegal Action[s].”

(a) Balks.
If there is a runner, or runners, it is a balk when:
(1) The pitcher, while touching his plate, makes any motion naturally associated with his pitch and fails to make such delivery;
(2) The pitcher, while touching his plate, feints a throw to first or third base and fails to complete the throw;
(3) The pitcher, while touching his plate, fails to step directly toward a base before throwing to that base;
(4) The pitcher, while touching his plate, throws, or feints a throw to an unoccupied base, except for the purpose of making a play;
(5) The pitcher makes an illegal pitch;
(6) The pitcher delivers the ball to the batter while he is not facing the batter;
(7) The pitcher makes any motion naturally associated with his pitch while he is not touching the pitcher’s plate;
(8) The pitcher unnecessarily delays the game;
(9) The pitcher, without having the ball, stands on or astride the pitcher’s plate or while off the plate, he feints a pitch;
(10) The pitcher, after coming to a legal pitching position, removes one hand from the ball other than in an actual pitch, or in throwing to a base;
(11) The pitcher, while touching his plate, accidentally or intentionally has the ball slip or fall out of his hand or glove;
(12) The pitcher, while giving an intentional base on balls, pitches when the catcher is not in the catcher’s box;
(13) The pitcher delivers the pitch from Set Position without coming to a stop.

We generally think of a balk as an attempt to deceive a baserunner. But as you can see, while that’s certainly the purpose of the rule (MLB’s official glossary even says so), it’s also not the actual language of the rule. And really, that makes sense: if deceiving the runner were illegal across the board, all pickoffs would be illegal too. That’s because a pickoff, generally speaking, means the runner was fooled. The rule does prohibit some actions that would serve the purpose of deceiving the runner, like stepping towards a different base or pitching without facing the batter (a line Johnny Cueto and Hideki Okajima both straddled at various times during their careers). Most of the comments to the prohibited pitcher action rules mention player safety as a primary consideration, which makes sense given the pitcher is often hurling a hard sphere at 95 mph. So, it’s probably most accurate to say that the balk rule means that you can’t deceive the runner in a manner which MLB has deemed to threaten player safety, or in a way that would disrupt the balance between base runners attempt to steal and the pitcher’s attempt to get outs. In other words, you can only fool the runner so long as you don’t take one of the actions proscribed by the Rule.

All of those elements are things a pitcher can’t do without a balk being called. When assessing Pettitte’s move, we can eliminate some of them pretty quickly. Pettitte isn’t throwing home, so (5), (6), (12), and (13) are out. He has the ball, so (9) doesn’t apply. He actually throws, so (2) doesn’t apply. He’s not throwing towards an unoccupied base, so (4) is irrelevant also. Pettitte also generally keeps his foot on the pitching rubber, so (7) doesn’t apply either.

The most likely arguments for saying Pettitte balks on these throws are under (1) and (3), and fortunately, there are comments to the Rule that can help us suss this out.

Let’s start with 6.02(a)(1). Here’s the comment.

Rule 6.02(a)(1) Comment: If a left-handed or right-handed pitcher swings his free foot past the back edge of the pitcher’s rubber, he is required to pitch to the batter except to throw to second base on a pick-off play.

Does Pettitte do that? It’s actually hard to tell. Here’s one angle from a game against the Red Sox.

Pettitte comes really close there. How about here, in the 2005 World Series?

It’s safe to say that Pettitte swings his front leg towards the pitching rubber. Here, it looks like he may well have gone past at least the front of the rubber. (Interestingly, it looks like the call may have been blown twice here; in addition to failing to call a balk on Pettitte, Iguchi was safe.)

So whether Pettitte regularly swings his front foot past the back of the pitching rubber seems inconclusive. Given how close he comes, however, it’s likely he did technically violate the rule on at least some of his pickoffs.

So how about 6.02(a)(3)? Here’s what that rule means.

Rule 6.02(a)(3) Comment: Requires the pitcher, while touching his plate, to step directly toward a base before throwing to that base. If a pitcher turns or spins off of his free foot without actually stepping or if he turns his body and throws before stepping, it is a balk. A pitcher is to step directly toward a base before throwing to that base and is required to throw (except to second base)because he steps. It is a balk if, with runners on first and third, the pitcher steps toward third and does not throw, merely to bluff the runner back to third; then seeing the runner on first start for second, turn and step toward and throw to first base. It is legal for a pitcher to feint a throw to second base.

In other words, this Rule means that Pettitte, when throwing towards first base with his back foot on the rubber, had to actually step toward first base before throwing.

There, it looks like he does. But here’s that pickoff from the 2005 World Series again:

There, it doesn’t really look like he’s stepping towards first base until the very end, when he puts his foot down. And the rule doesn’t really say how “step directly” is defined. Is that determined by the pitcher’s body when his foot comes down? Or when he lifts his foot? Pettitte seems to circumvent this rule by where he plants his foot, not by where he lifts it. It’s a plausible interpretation, but it’s also equally possible that an umpire could view Pettitte as not really stepping “directly toward” first base.

A lot of Pettitte’s pickoffs came before modern camera angles, which makes a conclusive determination difficult. Still, it’s helpful is to take a look at a pitcher with a similar move to Pettitte’s: Julio Urias.

Now, interestingly, Urias also comes dangerously close to swinging his front foot past the back of the pitching rubber. But he does the same thing that Pettitte did. It’s what the announcers to those game aptly described as “a weight shift towards home but the step towards first.” Here’s a different pickoff where you can see it more clearly:

Now, there you can see that Urias steps towards first the whole time, but moves the rest of his body towards home plate. The only issue is that it looks from this angle like his front toe swings past the back of the rubber, which may well mean this should have been called a balk.

So what does this mean? Pettitte and Urias certainly, at the very least, tested the outer boundaries of the balk rule. It seems certain that at least some of Pettitte’s pickoffs should have been called balks. At the same time, the basic premise of the move – shifting your body towards home plate as you step towards first – isn’t prohibited by the rule. Jeff Sullivan has talked in these pages about pitches so good they fool the umpire as well as the hitter. The very best pickoff moves, it seems, aren’t any different.