Archive for Astros

JAWS and the 2020 Hall of Fame Ballot: Andy Pettitte

The following article is part of Jay Jaffe’s ongoing look at the candidates on the BBWAA 2020 Hall of Fame ballot. Originally written for the 2019 election, it has been updated to reflect recent voting results as well as additional research. For a detailed introduction to this year’s ballot, and other candidates in the series, use the tool above; an introduction to JAWS can be found here. For a tentative schedule and a chance to fill out a Hall of Fame ballot for our crowdsourcing project, see here. All WAR figures refer to the Baseball-Reference version unless otherwise indicated.

As much as Derek Jeter, Jorge Posada, Mariano Rivera, and Bernie Williams, Andy Pettitte was a pillar of the Joe Torre-era Yankees dynasty. The tall Texan lefty played such a vital role on 13 pinstriped playoff teams and seven pennant winners — plus another trip to the World Series during his three-year run with Houston — that he holds several major postseason records. In fact, no pitcher ever started more potential series clinchers, both in the World Series and the postseason as a whole.

For as important as Pettitte was to the “Core Four” (Williams always gets the short end of the stick on that one) that anchored five championships from 1996 to 2009, he seldom made a case as one of the game’s top pitchers. High win totals driven by excellent offensive support helped him finish in the top five of his leagues’ Cy Young voting four times, but only three times did he place among the top 10 in ERA or WAR, and he never ranked higher than sixth in strikeouts. He made just three All-Star teams.

Indeed, Pettitte was more plow horse than racehorse. A sinker- and cutter-driven groundballer whose pickoff move was legendary, he was a championship-level innings-eater, a grinder (his word) rather than a dominator, a pitcher whose strong work ethic, mental preparation, and focus — visually exemplified by his peering in for the sign from the catcher with eyes barely visible underneath the brim of his cap — compensated for his lack of dazzling stuff. Ten times he made at least 32 starts, a mark that’s tied for seventh in the post-1994 strike era. His total of 10 200-inning seasons is tied for fourth in that same span, and his 13 seasons of qualifying for the ERA title with an ERA+ of 100 or better is tied for first with two other lefties, Mark Buehrle and CC Sabathia. He had his ups and downs in the postseason, but only once during his 18-year career (2004, when he underwent season-ending elbow surgery) was he unavailable to pitch once his team made the playoffs.

Even given Pettitte’s 256 career wins, he takes a back seat to two other starters on the ballot (Roger Clemens and Curt Schilling) who were better at missing bats and preventing runs, and who also had plenty of postseason success. Both of those pitchers have reasons why voters might exclude them from their ballots even while finding them statistically qualified, and the same is true for Pettitte, who was named in the 2007 Mitchell Report for having used human growth hormone to recover from an elbow injury. Between those dents and dings and the additional presence of both Roy Halladay and Mike Mussina, who were elected last year, Pettitte received just 9.9% in his ballot debut. In a less crowded field, he could build upon that, at least well enough to persist on the ballot, but he seems unlikely to make much headway towards 75% barring a significant change in the electorate’s attitudes towards PEDs.

About those wins: Regular readers know that I generally avoid dwelling upon pitcher win totals, because in this increasingly specialized era, they owe as much to adequate offensive, defensive, and bullpen support as they do to a pitcher’s own performance. While one needn’t know how many wins Pettitte amassed in a season or a career to appreciate his true value, those totals have affected the popular perception of his career.

2020BBWAA Candidate: Andy Pettitte
Pitcher Career WAR Peak WAR JAWS
Andy Pettitte 60.2 34.1 47.1
Avg. HOF SP 73.2 49.9 61.5
W-L SO ERA ERA+
256-153 2,448 3.85 117
SOURCE: Baseball-Reference

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Which Players Might Have Benefited from the Astros’ Sign-Stealing?

It’s been more than two weeks since the Ken Rosenthal and Evan Drellich’s bombshell report at The Athletic, which revealed a massive sign-stealing scandal implemented by the Houston Astros beginning in 2017. Since then, we’ve seen reports that the official investigation launched by Major League Baseball has confirmed the system as described by Mike Fiers in that original report; they are continuing to look into other ways the Astros may have cheated during the 2017 postseason and beyond. Whether the Astros were using a modified method on the road relying on “buzzers,” as some have speculated, has yet to be confirmed.

What we do know is that the Astros broke the rules by using technology to steal signs in real-time. Members of Houston’s front office and coaching staff could face significant penalties, and with Alex Cora and Carlos Beltrán implicated as sign-stealing ringleaders, there could be impacts felt in organizations beyond Houston. It remains to be seen just how severe the punishment will be — though our own Craig Edwards argued last week that they could be quite severe indeed — and if any players are caught up in the fallout.

Last week, I took an initial look at whether or not the on-field value of the Astros sign-stealing scheme could be parsed out in the data. Between the changing roster, the changing ball, and the at times non-linear effect of coaching and player development, there was a lot of noise in the data. At a broad level, it’s hard to make any conclusive statements about the specific effects of the Astros sign-stealing, though as I noted, the fact that the team persisted in the practice suggests they believed they derived an appreciable benefit from it. On Friday, two more attempts to answer that same question were made.

Over at The Ringer, Ben Lindbergh concluded:

“Knowing the next pitch just has to help, right? But no matter how we slice and dice the data, the statistical case is less compelling than it would be if sign-stealing made hitting as simple as it seems like it should. Great as the Astros were at the plate in 2017, the most fascinating aspect of their sign-stealing scandal is that it didn’t make them even better.”

Rob Arthur was a little more confident in his conclusions in a piece for Baseball Prospectus:

“We can tentatively conclude that their sign stealing probably had a major impact on the team’s plate discipline numbers. This was not innocent cheating that barely affected the game; according to the available data, it may have yielded an unprecedented improvement in the Astros’ ability to make contact and lay off outside pitches, helping to turn a talented lineup into one of the best-hitting teams of all time.”

In my previous piece, I landed somewhere in between these two positions: sign-stealing probably had an impact, but it was nearly impossible to determine the exact benefit at a team level due to all the noise. But what happens if we drill down to the per-pitch level, as I did with the run expectancy (RE288) data in my article last week, and this time focus on individual players? Read the rest of this entry »


What the Astros Might Deserve

There are many pieces detailing how the Astros appear to have cheated by using video to steal signs in real-time. Ken Rosenthal and Evan Drellich wrote a lengthy piece for The Athletic with quotes from former Astros’ pitcher Mike Fiers detailing the team’s practices in 2017. The basics are in that piece, but there are a several more that discuss what the team was reportedly doing and how they did it. We don’t yet know all the facts; it is still unclear precisely how long the team engaged in this practice, and who all of the responsible parties are. But what the evidence makes pretty clear is that the Astros stole signs with the aid of advanced technology and relayed those signs to hitters during games. That’s cheating.

What the Astros and their employees might receive in terms of punishment for engaging in that practice is less clear, though multiple precedents have been set to guide the league’s possible enforcement. Perhaps you’re of the mind that the consequences Astros deserve to suffer is to have won fewer games, including their 2017 World Series. But such an extreme result is unlikely. Astros wins and championship banners probably won’t be taken away or vacated like a farcical college athletics penalty. Even when players are caught cheating in the middle of games, the results aren’t vacated. So what might we expect? In looking to past scandals, we can get a glimpse at MLB and Rob Manfred’s approach. There are multiple factors that play into potential punishment, both for individuals and the franchise, but here are a few of the major ones:

  • Is this the first time a team has been penalized for breaking the rules?
  • Was the organization cooperative with MLB’s investigation?
  • How high up the organizational chain does the knowledge and activity go?

For the first factor, let’s consider the Boston Red Sox’s penalty for breaking the rules surrounding signing international free agents. After the club exceeded the allowable pool amount to sign Yoán Moncada, it were restricted from signing any amateur international free agents for more than $300,000. To get around those restrictions, the Red Sox signed less well-regarded players for $300,000 with the expectation that money from some of those lesser players would go to the better players who should have received higher bonuses and were represented by the same agents. When the Red Sox penalty for circumventing the rules came down in 2016, they were prohibited from signing any international free agents for a year, and the players involved were declared free agents, with Boston unable to recoup their signing bonuses, which remained with the players. It was the first time a team had been penalized in this fashion. Read the rest of this entry »


How Much Did the Astros Really Benefit from Sign-Stealing?

With the offseason moving at it’s now customarily glacial pace, the story that’s dominated the baseball headlines for the past week has been the Astros sign-stealing scandal. Since the first story was published by Ken Rosenthal and Evan Drellich at The Athletic last Tuesday, we’ve seen bits of evidence confirming the Astros strategy: a crude system of live monitors and a trash can to relay the incoming pitch type to the batter. On Friday, Rob Arthur of Baseball Prospectus provided audio evidence from the TV broadcasts, on which the whacking of the trash can can be identified and analyzed. Rosenthal and Drellich followed up their post with another revelation that the Astros were exploring different ways to electronically steal signs. And then there’s the video evidence pulled from the 2017 Astros World Series documentary showing a computer — sometimes a monitor, sometimes a laptop — in the tunnel leading to the dugout with a trash can nearby.

MLB is still conducting its own investigation, but the evidence that’s been dug up publicly is pretty damning. Sign-stealing has always been part of the game, but the Astros crossed the line when they began using electronic means to relay information in real-time. And this isn’t the first time they’ve been accused of baseball skullduggery of some sort. There’s little doubt that some form of punishment will be handed down by the commissioner’s office once MLB wraps up its investigation. The only question is how harsh will the penalties be; will it be a slap on the wrist, or will the hammer come down hard to deter other teams who are likely exploring other ways to use technology to steal signs.

Gamesmanship and various forms of cheating are as much a part of the fabric of baseball as the unwritten rulebook, all in an effort to gain an upper hand against your opponent. But how much of a benefit does sign-stealing give to a batter? Knowing what type of pitch is incoming gives the batter a distinct advantage — more information is far better than just guessing — but they still need to translate that information into action, whether its a swing or a take. Since we have plenty of data to analyze, can we measure the effect of sign-stealing on the outcome of a pitch, play, or game? Read the rest of this entry »


RosterResource Free Agency Roundup: AL West

In the third of a six-part series — you can see the AL East here and the AL Central here — I’ll be highlighting each team’s most notable free agents and how it could fill the resulting void on the roster. A player’s rank on our recently released Top 50 Free Agents list, along with Kiley McDaniel’s contract estimates from that exercise, are listed where relevant. In some cases, the team already has a capable replacement ready to step in. In others, it’s clear the team will either attempt to re-sign their player or look to the trade or free agent markets for help. The remaining cases are somewhere in between, with in-house candidates who might be the answer, but aren’t such obvious everyday players to keep the team from shopping around for better options.

Here’s a look at the American League West.

Houston Astros | Depth Chart | Payroll

Gerrit Cole, SP
FanGraphs Top 50 Free Agent Ranking: 1
Kiley McDaniel’s contract projection: 7 years, $242M

Wade Miley, SP
FanGraphs Top 50 Free Agent Ranking: 32
Kiley McDaniel’s contract projection: 1 year, $9M

It would be impossible to replace Cole, who might just be the best pitcher on the planet right now. With a projected payroll that is currently above $200 million for next season, the Astros do not appear to be in a strong position to re-sign the 29-year-old. But that doesn’t put them in desperation mode, by any means.

The return of Lance McCullers Jr., who missed all of 2019 recovering from Tommy John surgery, will help to offset the potential loss of Cole and give the Astros a formidable trio to lead their rotation along with Justin Verlander and Zack Greinke. Pitching depth is also strong with Jose Urquidy in line for a rotation spot and several others capable of helping out in 2020. But considering that Verlander and Greinke will be 37 and 36, respectively, on Opening Day, and McCullers hasn’t pitched in a game since last October, they aren’t expected to stand pat this offseason. Read the rest of this entry »


Keeping the Astros Bullpen on the Right Track

The Houston Astros, who made it to the World Series thanks at least in part to a bullpen that led the majors in xFIP (4.06) and placed second in ERA (3.75) during the regular season (the unit’s 11th place-FIP was still good, if a bit more pedestrian), saw four of its relief arms enter free agency last month: Will Harris, Collin McHugh (who threw innings as both a starter and reliever this season), Joe Smith, and Héctor Rondón. Here’s how those four stacked up in 2019:

Astros Free Agent Relievers in 2019
IP K% BB% ERA FIP
Will Harris 60.0 27.1% 6.1% 1.50 3.15
Collin McHugh 33.2 28.2% 11.3% 2.67 3.42
Héctor Rondón 60.2 18.7% 7.8% 3.71 4.96
Joe Smith 25.0 22.9% 5.2% 1.80 3.09
McHugh’s figures are those in his relief appearances only.

Between them, the Astros’ four free agent relievers threw a little more than 32% of Houston’s 555 relief innings in 2019, and about 35% of their right-handed innings (505). That’s because Houston got an astonishingly small number of relief innings out of lefties in 2019: 49 and a third — the fifth-lowest such total in a decade — 35 of which came from Framber Valdez, who pitched only three times after September 1.

That imbalanced composition made Houston’s 2019 ‘pen unusually reliant on right-handers with a demonstrated history of getting left-handed hitters out. Lefties still aren’t close to the majority of all batters faced league-wide, of course, but they are 40% of the total, and so it behooves teams to have a plan for when they step into the box. The Astros did: Five Houston relievers — Ryan Pressly, Roberto Osuna, Cy Sneed, McHugh, and Harris — were better at retiring lefties than righties in 2019, when the league’s average tendency for relievers was the opposite:

Astros RH RP wOBA Splits, 2019
Name LHH Faced wOBA vs LHH RHH Faced wOBA vs RHH Ratio
Ryan Pressly 103 .159 108 .305 .522
Collin McHugh 66 .221 76 .330 .670
Roberto Osuna 131 .207 121 .270 .769
Will Harris 125 .212 104 .263 .806
Cy Sneed 44 .328 49 .389 .844
League Avg 24791 .321 33981 .314 1.022
Josh James 130 .312 133 .303 1.032
Héctor Rondón 104 .314 144 .292 1.076
Chris Devenski 151 .343 136 .303 1.132
Joe Biagini 30 .529 39 .403 1.315
Joe Smith 39 .322 57 .192 1.675
Includes only right-handed relievers who faced at least 20 lefties in relief as an Astro in 2019.

The Astros’ top offseason priority should probably be their starting rotation, with Gerrit Cole seemingly extremely likely to depart (though Jim Crane is making noises about taking a run at him). They’ll also need to replace Robinson Chirinos and Martín Maldonado at catcher, where Yasmani Grandal may make sense. But the chart above suggests that retaining Harris and McHugh, at least, should be a priority for Houston as well. Letting Rondón and Smith walk will leave about 85 innings and Smith’s strong performance to replace, of course, but this year’s relatively strong relief market (10 relievers are projected for at least half a win, including Harris and McHugh) means there’s ample opportunity to do so if Houston is willing to spend a little money.

It’s not clear that the Astros will in fact spend — our RosterResource payroll page for Houston estimates the Astros 2020 payroll at $221 million with their luxury tax payroll estimate higher, and both are in excess of the initial $208 million luxury tax threshold. But if they do choose to spend, and in particular spend on their bullpen, they’ll have a number of intriguing options to choose between. Chris Martin, lately of the Braves, has the height the Astros like in their pitchers (he’s 6-foot-8), was significantly better against lefties than righties last year (allowing a .239 wOBA against them, versus .318 to righties), and has above-average spin on his fastball. Sounds like a Houston reliever to me. Robbie Erlin, Jake Diekman, and Will Smith could also be intriguing for different reasons (fastball spin rate, lefty splits, and overall competence respectively), but if I were Houston I’d feel pretty satisfied with an offseason that included signing Martin and retaining Harris and McHugh.

Despite getting beaten on a good pitch in the World Series, Harris will likely command a hefty premium this offseason as a number of contending teams seek bullpen help and take note of his sterling performance for the Astros over the last half-decade. The median crowd estimate you gave for his services was two years at $7 million a year — Kiley predicted two years at $10 million a year, which I think is somewhat more likely — but at either price, I think the Astros would be silly to let him walk, particularly given Rondón, Smith, and McHugh’s concurrent free agencies.

Like Aroldis Chapman, who just extended his time with the Yankees, Harris is well into his 30s and lost a mile per hour or so on his fastball and curveball in 2019. Those factors will probably keep the offers mostly to two years, as you projected, though I wouldn’t be surprised if the winning team ends up being the one that guarantees a third year. If that is the case, his new team should take comfort in the fact that Harris, like Chapman, adjusted to his declining velocity this season by increasing the rate at which he threw his breaking ball (in Harris’ case, that curve), and found success throwing that pitch out of the zone for strike three, or to steal a strike on the second pitch of a sequence, as we can see in this chart from Baseball Savant (cutters are in brown, curves in blue):

Bullpens aren’t everything, of course, but they’re of outsized importance in the postseason, where the Astros’ poor relief performances played a major part in their loss to the Nationals. As Houston stares down the decisions in front of them this offseason — the pursuit of Cole probably foremost among them — they’d do well to set a little bit of money aside for two of the players who helped carry them as far as they got last year, and perhaps a little bit more for one or two who can help them do more of what they did so well in 2019.


Will Harris Played Well, Didn’t Get Rewarded

When Will Harris entered Game 7 of the World Series, the Astros were in the driver’s seat. There was only one out in the seventh, and Houston was up by a lone run, but teams in that position usually win — per our Win Expectancy chart, that situation ends in victory 68.7% of the time.

68.7% is notably not 100%, however. When Harris threw Howie Kendrick an 0-1 cutter, Kendrick demonstrated why:

The game wasn’t over after that home run, but it proved decisive nonetheless. The Nationals never relinquished the lead, tacking on insurance runs in the eighth and ninth, and sharked their way to a World Series title. Harris gave up a single to Asdrúbal Cabrera before Roberto Osuna replaced him; after the game, he became a free agent, and may never pitch for the Astros again. Read the rest of this entry »


Why Gerrit Cole Never Came Into Game 7 of the World Series

Yesterday, I wrote about the decisions A.J. Hinch and the Astros made in Game 7 of the World Series. Zack Greinke started the inning, gave up a one-out homer to Anthony Rendon that cut the Astros’ lead to 2-1, and then walked Juan Soto. At that point, Hinch opted to take Greinke out and bring in Will Harris; Howie Kendrick proceeded to hit a two-run homer to give the Nationals a lead they would never relinquish. In my piece, I argued that Hinch should have left Greinke in to finish the seventh, but before I got there, I discussed whether Greinke should have started the inning to begin with, and the team’s bizarre handling of Gerrit Cole as a potential reliever:

That leaves Gerrit Cole. It’s not clear why Cole was only going to be available for the ninth inning if Houston got the lead. He was warming earlier in the game. He was pitching on two days rest, so it’s possible he was only going to be available for an inning, and it seems reasonable to want to put him in at the start of an inning so he can be better prepared for it, but having him only available in the ninth to close out a World Series win is an odd choice and makes one wonder if the decision wasn’t entirely baseball-related. In any event, if Cole could have only gone one inning and needed to start it, then sticking with Greinke to start the seventh was completely reasonable.

We now have some answers, though they cause more questions.

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The 2019 Astros Join a List of Great Failures

The list of baseball’s winningest teams is one that any franchise would want to be on, but if we take that list and remove the World Series champions, it becomes something of a bummer. Everyone remembers the 2001 Mariners more for what they didn’t do than what they did. It’s not clear how history will remember the 2019 Astros. It seems likely this club will simply get tossed in with the 2017 team that did win it all, taking some of the sting away from not being able to claim a second championship this season. Though perhaps difficult for Houston and its fans right now, we should remember just how great this team was. There’s a reason the Astros’ World Series odds were so high for so long, and it’s because they put together a roster that, over the course of the regular season and much of the postseason, was a lot better than everyone else.

The table below feels almost obligatory, but here’s a list of the teams to win least 105 games, with how their seasons finished:

Teams with the Most Wins in a Season
Season Team W Result
2001 Mariners 116 Lost ALCS
1906 Cubs 115 Lost World Series
1998 Yankees 114 Won World Series
1954 Indians 111 Lost World Series
1927 Yankees 110 Won World Series
1909 Pirates 110 Won World Series
1969 Orioles 109 Lost World Series
1961 Yankees 109 Won World Series
1970 Orioles 108 Won World Series
1975 Reds 108 Won World Series
1986 Mets 108 Won World Series
2018 Red Sox 108 Won World Series
2019 Astros 107 Lost World Series
1932 Yankees 107 Won World Series
1931 Athletics 107 Lost World Series
1907 Cubs 107 Won World Series
1939 Yankees 106 Won World Series
1998 Braves 106 Lost NLCS
1904 Giants 106 No World Series
2019 Dodgers 106 Lost NLDS
1942 Cardinals 106 Won World Series
1905 Giants 105 Won World Series
1944 Cardinals 105 Won World Series
1943 Cardinals 105 Lost World Series
1953 Dodgers 105 Lost World Series
1912 Red Sox 105 Won World Series
2004 Cardinals 105 Lost World Series

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A Defining Moment Slips Away From Zack Greinke

It is not an indictment of a pitcher to allow a home run to Anthony Rendon. He hit 34 of those this season, and 104 over the past four seasons combined. It is also no grand failure to walk Juan Soto. The precocious 21-year-old was issued 108 free passes this season, the third-most in the National League. He also hits for quite a bit of power, so sometimes, a pitcher is content watching Soto trot down to first if it doesn’t mean he just yanked a pitch into the seats. When Rendon homered and Soto walked in back-to-back plate appearances in the seventh inning of Game 7 of the World Series on Wednesday, it wasn’t, as Craig Edwards wrote earlier today, a sure sign that Houston starter Zack Greinke had run out of gas. But it was spooky enough to make Astros manager A.J. Hinch reach for his bullpen, bringing in Will Harris to face Howie Kendrick with a 2-1 lead.

By now, you know what happened next. Kendrick poked his bat head through the bottom of the zone and got enough of a Harris fastball to drill the foul pole in right field for a two-run homer. The shot gave the Nationals their first lead of the game, and they never looked back, adding three more runs the rest of the way while their bullpen stymied Houston’s destructive lineup en route to a 6-2 final and their first World Series championship in franchise history. Harris is a very good pitcher, and he made a good pitch — a cutter that was on track to perfectly dot the low and outside corner of the strike zone. But Kendrick came up with the only possible swing that could have done damage against it, and in doing so, delivered a fatal blow to the Astros’ historically great season. It also nullified a performance by Greinke that could have served as the defining moment of his career.

Greinke allowed two runs in six and two-thirds innings on Wednesday, despite allowing just four baserunners. For comparison’s sake, his counterpart, Max Scherzer, allowed the same number of runs in five innings while allowing 11 to take base. Before the two-out homer and walk in the sixth, Greinke had been spectacular. He faced the minimum 12 batters over the first four innings of the game, allowing just one hit — a single by Soto — that was wiped out on a double play. He issued his first walk with one out in the fifth inning against Kendrick, but bounced back from that with two quick outs to end the threat, before throwing another 1-2-3 frame in the next inning. After six scoreless, Greinke had thrown just 66 pitches. While Scherzer labored on the other side, having to gut through each inning after falling behind hitters repeatedly and setting up potentially disastrous situations with men on base, Greinke seemed to be on cruise control. Read the rest of this entry »